14 Apr
02 Jul

Managing Higher Risk Customers

Both banks and their regulators have been focusing on the issue of higher risk customers with differing points of view as to how to deal with them. There is no standard definition of what is “higher risk” but some business categories which typically fall into that classification are online gambling, tobacco products, casinos, etc. There seems to be guidance from some regulatory agencies that…

read more
Share this
16 Jun

Finding a Compliance Program That Fits

This week I attended a session at the ABA Regulatory and Compliance Conference entitled “Compliance Management Systems: Does One Size Fit Most?”. In this session, presenter Elizabeth Snyder, regulatory compliance team leader at Plante Moran, provided insights into the three main areas for a solid compliance management system to help meet heightened regulator expectations.

read more
Share this


G2 Web Services is a Verisk Business
© 2017 G2 Web Services. All Rights Reserved.  Sitemap